Bank of China

Senior Compliance Manager (Treasury Product Compliance)

Bank of China
Full Time
Senior (6-10 years)
English, Cantonese, Mandarin (Putonghua)

Job Description

Senior Compliance Manager (Treasury Product Compliance)


  • Provide compliance advice to business units on various matters including product launch or enhancement, sale and marketing materials, training materials

  • Liaise with local regulators regarding queries and licensing matters

  • Conduct compliance reviews and surveillance monitoring

  • Communicate with business compliance units if necessary

  • Help review and maintain relevant compliance manuals

  • Assist in training to promote compliance awareness

  • Assist in other ad hoc tasks as required


  • Degree or above with major in Law, Banking and/or Finance, Accounting, or related disciplines, or with related professional qualifications

  • Command of oral and written English and Chinese (Mandarin preferable)

  • Familiar with regulatory requirements in Hong Kong on investment and/or insurance products

  • Sound knowledge of common investment and insurance products in Hong Kong

  • At least 8 years of working experience in a compliance, legal or regulatory fields of financial services industry gained in Hong Kong regulatory environment

  • Good interpersonal, managerial, communication skills and cultural awareness

  • Effective time and project management skills

  • Ability to work independently and under pressure

We offer competitive remuneration package and comprehensive fringe benefits including medical and life insurance, and different types of allowances to the right candidates. Interested parties, please submit your application online. For details, please visit our website “

Data collected would be used for recruitment purposes only. Applicants who do not hear from us within 8 weeks may consider their application unsuccessful and their data will be destroyed within 12 months of receipt.

Technical Skills

  • Accountancy
  • Compliance
  • Marketing
  • Project Management
  • Training