Senior Compliance Manager / Compliance Manager - Compliance Division

Full-time
Intermediate (3-6 years)

Posted 

Technical Skills

  • Accountancy
  • Compliance
  • Risk Assessment
  • Training

Job Description

Senior Compliance Manager / Compliance Manager - Compliance Division

Location: Hong Kong

Responsibilities:

  • Participate in compliance risk assessments, reporting, reviews and testing,
  • Provide advisory services to business units regarding the compliance, policies and procedures, compliance manuals, banking products and business propositions
  • Assist in compliance-related projects, initiatives and system launch / enhancement
  • Review policies and procedures, compliance manuals etc. in accordance with the local laws and regulations, the market practices and the actual circumstances of the bank
  • Conduct compliance training for staff in accordance with local regulations and the Bank's policies and training objectives 

Requirements: 

  • Degree holder or above in Law, Banking and Finance, Accounting or related disciplines
  • At least 4 years' experience in legal and compliance, preferably in banking, financial sectors or regulatory bodies
  • Sound knowledge in banking products, regulatory requirements and the market practice
  • Good analytical, interpersonal and communication skills with flexibility and adaptability to changes
  • Good command of both written and spoken English and Chinese (including Mandarin)
  • Proficiency in using Microsoft office
  • Candidates with less experience will be considered as Compliance Manager
Employment TypeFull-time
Career LevelIntermediate (3-6 years)
Education LevelBachelor
LanguageEnglish, Cantonese, Mandarin (Putonghua)
Bank of ChinaInvestment Banking and Brokerage

24/F Bank of China Tower 1 Garden Road Hong Kong

directions_walk10 mins walk from Admiralty Station