Bank of China

Senior Business Compliance Officer

Bank of China
Full Time
Junior (less than 3 years)
English, Cantonese

Job Description

Senior Business Compliance Officer



  • Ensure bank’s policies and procedures are in compliance with regulatory requirements
  • Manage and conduct compliance checking to monitor sales activities are in compliance with policies and procedures
  • Assist toanalyze potential risks of non-compliance and identify areas for improvement, thus to work out remedial measure and make recommendations accordingly
  • Assist to monitor the implementation of rectifications and enhancement measures in relation to selling process and sales compliance issues
  • Assist to establish, enhance, monitor and perform compliance controls over the Bank's operations and business activities
  • Assist to coordinate training to staffconcerned on the knowledge and awareness of compliance with the relevant laws, rules and standards
  • Assist to maintain and enhance an effective compliance infrastructure, such as feedback mechanism, to collect frontlines’ comments and recommendations, thus to improve the efficiency and effectiveness of sales compliance work


  • Degree holder with major in Business, Accounting, Finance, Marketing, Law or related discipline
  • With 1 year experience in financial or banking industries
  • Able to handle multi-tasks independently and work under strictly tight deadlines and pressure
  • Possess strong logical and analytical skills in problem solving
  • Excellent interpersonal and communications skills with good command of English and Chinese in both spoken and written


Technical Skills

  • Accountancy
  • Compliance
  • Corporate Communications
  • Marketing
  • Sales
  • Training