Bank of China

Senior Business Compliance Officer

Bank of China
Full Time
Junior (less than 3 years)
Non-specified
English, Cantonese

Job Description

Senior Business Compliance Officer



Responsibilities:

 

  • Ensure bank’s policies and procedures are in compliance with regulatory requirements
  • Manage and conduct compliance checking to monitor sales activities are in compliance with policies and procedures
  • Assist toanalyze potential risks of non-compliance and identify areas for improvement, thus to work out remedial measure and make recommendations accordingly
  • Assist to monitor the implementation of rectifications and enhancement measures in relation to selling process and sales compliance issues
  • Assist to establish, enhance, monitor and perform compliance controls over the Bank's operations and business activities
  • Assist to coordinate training to staffconcerned on the knowledge and awareness of compliance with the relevant laws, rules and standards
  • Assist to maintain and enhance an effective compliance infrastructure, such as feedback mechanism, to collect frontlines’ comments and recommendations, thus to improve the efficiency and effectiveness of sales compliance work

Requirements:

 
  • Degree holder with major in Business, Accounting, Finance, Marketing, Law or related discipline
  • With 1 year experience in financial or banking industries
  • Able to handle multi-tasks independently and work under strictly tight deadlines and pressure
  • Possess strong logical and analytical skills in problem solving
  • Excellent interpersonal and communications skills with good command of English and Chinese in both spoken and written

 


Technical Skills

  • Accountancy
  • Compliance
  • Corporate Communications
  • Marketing
  • Sales