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Senior Business Compliance Officer

Full-time

Posted 

Technical Skills

  • Accountancy
  • Audit
  • Compliance
  • Corporate Communications
  • Marketing
  • Sales
  • Training

Job Description

Senior Business Compliance Officer

Location: Hong Kong

Responsibilities

  • Ensure bank's policies and procedures are in compliance with regulatory requirements
  • Manage and conduct compliance checking to monitor sales activities are in compliance with policies and procedures
  • Analyze potential risks of non-compliance and identify areas for improvement, thus to work out remedial measure and make recommendations accordingly
  • Monitor the implementation of rectifications and enhancement measures in relation to selling process and sales compliance issues
  • Establish, enhance, monitor and perform compliance controls over the Bank's operations and business activities
  • Coordinate training to staffconcerned on the knowledge and awareness of compliance with the relevant laws, rules and standards
  • Maintain and enhance an effective compliance infrastructure, such as feedback mechanism, to collect frontlines' comments and recommendations, thus to improve the efficiency and effectiveness of sales compliance work

Requirements

  • Degree or above with major in Business, Accounting, Finance, Marketing, Law or related disciplines
  • At least 2 years experience in financial or banking industries and specialized in compliance or audit works
  • Able to handle multi-tasks independently and work under strictly tight deadlines and pressure
  • Possess strong logical and analytical skills in problem solving
  • Excellent interpersonal and communications skills
  • Good command of both verbal and written English and Chinese

#LI

Employment TypeFull-time
Education LevelNon-specified
LanguageEnglish, Cantonese
Bank of ChinaInvestment Banking and Brokerage

24/F Bank of China Tower 1 Garden Road Hong Kong

directions_walk10 mins walk from Admiralty Station