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Senior Business Compliance Manager

Senior (6-10 years)


Technical Skills

  • Compliance
  • Corporate Communications
  • Economics
  • Internal Control
  • Microsoft Access
  • Statistics
  • Trading Systems
  • Training
  • Treasury

Job Description

Senior Business Compliance Manager

Location: Hong Kong


  • Responsible for coordinating compliance and risk monitoring of relevant divisions in the financial market segment
  • Improve real-time monitoring of potential risks in the trading room
  • Monitor and manage the authorization of trader and access right of trading system
  • Monitor and ensure the operation of the trading room is normal under market fluctuation situation
  • Establish, enhance, monitor and perform compliance controls over operations and business activities
  • Ensure policies and procedures are in compliance with regulatory requirements
  • Manage and conduct compliance checking to monitor trading activities are in compliance with policies and procedures
  • Analyze potential risks of non-compliance and identify areas for improvement, thus to work out remedial measure and make recommendations accordingly
  • Coordinate training to staff concerned on the knowledge and awareness of compliance with the relevant laws, rules and standards
  • Ad-hoc projects assigned by the supervisor


  • Degree holder with major in Business Administration, Finance, Economics, Statistics or related discipline
  • At least 7 years’ experience in banking or financial industry, with trading experience is preferable.
  • Familiar with the operation process of treasury business and monitoring system management, such as bank's compliance in trading and internal control requirements.
  • Familiar with the regulations in banking trading business
  • Excellent communications and presentation skills
  • Good command of English and Chinese in both spoken and written, including Putonghua
Employment TypeFull-time
Career LevelSenior (6-10 years)
Education LevelBachelor
LanguageEnglish, Cantonese, Mandarin (Putonghua)
Bank of ChinaInvestment Banking and Brokerage

24/F Bank of China Tower 1 Garden Road Hong Kong

directions_walk10 mins walk from Admiralty Station