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Compliance Manager, Treasury Product Compliance

Intermediate (3-6 years)


Technical Skills

  • Accountancy
  • Compliance
  • Marketing
  • Project Management
  • Training

Job Description

Compliance Manager, Treasury Product Compliance

Location: Hong Kong


  • Provide compliance advice to business units on various matters including product launch or enhancement, sale and marketing materials, training materials
  • Liaise with local regulators regarding queries and licensing matters
  • Conduct compliance reviews and surveillance monitoring
  • Communicate with business compliance units if necessary
  • Help review and maintain relevant compliance manuals
  • Assist in training to promote compliance awareness
  • Assist in other ad hoc tasks as required



  • Degree or above with major in Law, Banking and/or Finance, Accounting, or related disciplines, or with related professional qualifications
  • Command of oral and written English and Chinese (Mandarin preferable)
  • Familiar with regulatory requirements in Hong Kong on investment and/or insurance products
  • Sound knowledge of common investment and insurance products in Hong Kong
  • At least 5 years of working experience in a compliance, legal or regulatory fields of financial services industry gained in Hong Kong regulatory environment
  • Good interpersonal, managerial, communication skills and cultural awareness
  • Effective time and project management skills
  • Ability to work independently and under pressure


We offer competitive remuneration package and comprehensive fringe benefits including medical and life insurance, and different types of allowances to the right candidates. Interested parties, please submit your application online.  

Data collected would be used for recruitment purposes only. Applicants who do not hear from us within 8 weeks may consider their application unsuccessful and their data will be destroyed within 12 months of receipt.

Employment TypeFull-time
Career LevelIntermediate (3-6 years)
Education LevelNon-specified
LanguageEnglish, Cantonese, Mandarin (Putonghua)
Bank of ChinaInvestment Banking and Brokerage

24/F Bank of China Tower 1 Garden Road Hong Kong

directions_walk10 mins walk from Admiralty Station