Compliance Manager

Intermediate (3-6 years)


Technical Skills

  • Accountancy
  • Audit
  • Compliance
  • Project Management
  • Risk Assessment
  • Training

Job Description

Compliance Manager

Location: Hong Kong


  • Participate in compliance risk assessments, reporting, reviews, testing, provide compliance comments and advice
  • Assist in compliance-related projects, initiatives, and system launch/ enhancement
  • Keep track of key regulatory changes and notify relevant business divisions
  • Provide compliance input to the business for BOCHK's broad array of products and business propositions
  • Comment various business divisions’ drafting of policies and procedures, compliance manuals, and core control documents that meet local regulatory and BOCHK requirements
  • Review and update compliance documents in reflecting latest rules and regulations, industry best practices, and changes in BOCHK business structure and activities
  • Conduct compliance training for staff in Hong Kong in accordance with local regulation and BOCHK training objectives


  • Degree in Accounting, audit, legal, or finance-related qualifications
  • Minimum 4 years of work experience in compliance, legal or regulatory fields in the financial services industry in Hong Kong
  • Heightened sensitivity to and refined judgment in identifying and assessing concealed risks and collateral consequences of activities in jurisdictions having opaque and emerging legal and regulatory regimes
  • Good interpersonal, managerial, communication skills and cultural awareness
  • Effective time and project management skills
  • Good command of both verbal and written English and Chinese; knowledge of Putonghua preferred
Employment TypeFull-time
Career LevelIntermediate (3-6 years)
Education LevelBachelor
LanguageEnglish, Cantonese, Mandarin (Putonghua)
Bank of ChinaInvestment Banking and Brokerage

24/F Bank of China Tower 1 Garden Road Hong Kong

directions_walk10 mins walk from Admiralty Station