Business Compliance and Operation Risks Manager (Private Banking)

Full-time
Intermediate (3-6 years)

Posted 

Technical Skills

  • Anti Money Laundering (AML)
  • Audit
  • Compliance
  • Corporate Communications
  • Sales
  • Training

Job Description

Business Compliance and Operation Risks Manager (Private Banking)

Location: Hong Kong

Responsibilities:

  • Ensure the bank’s policies and procedures are in compliance with regulatory requirements
  • Conduct AML, compliance and operation risks review, including the monitoring of sales activities and perform account transaction review
  • Assist to review account opening applications
  • Assist with preparations for regulatory exams and audits for the bank
  • Analyse potential risks of non-compliance and identify areas for improvement, thus to work out remedial measures and make recommendations accordingly
  • Monitor the implementation of rectifications and enhancement measures in relation to selling process and sales compliance issues
  • Coordinate training to staffs concerned on the knowledge and awareness of compliance with the relevant laws, rules and standards
  • Maintain and enhance an effective compliance infrastructure, to improve the efficiency and effectiveness of compliance work

Requirements:

  • Degree holder with major in Business related discipline
  • 3 to 6 years’ relevant experience in financial or banking industries; private banking experiences an asset.
  • Able to handle multi-tasks independently and work under tight deadlines and pressure
  • Possess strong logical and analytical skills in problem solving
  • Good interpersonal and communications skills, proficient in spoken and written English and Chinese

#LI

Employment TypeFull-time
Career LevelIntermediate (3-6 years)
Education LevelBachelor
LanguageEnglish, Cantonese
Bank of ChinaInvestment Banking and Brokerage

24/F Bank of China Tower 1 Garden Road Hong Kong

directions_walk10 mins walk from Admiralty Station