You may also like

Regional Compliance Officer, APEC

  • Audit
  • Compliance
  • +3 skills
  • +4 skills

Regional Compliance Director, AP (Healthcare), CPA required

  • Find out more about the job
  • Find out more about the job

FCC Surveillance Officer (Hong Kong) #132570

Credit Suisse
  • Anti Money Laundering (AML)
  • Compliance
  • +1 skill
  • +2 skills

Head of Compliance, HK - Trust / PWM / Private Bank

  • Find out more about the job
  • Find out more about the job

Business Compliance Manager

Bank of China
  • Accountancy
  • Audit
  • +5 skills
  • +6 skills

Responsible Officer (Type 9)



Job Description


Act as a RO to supervise SFC Type 1 regulated activities

Reponsible for supervising and monitoring trade and operations

Review and update internal control, operational procedurs and policies as required

Oversee compliance functions of the company and to ensure all businesses comply with company guideline

Handle any other ad hoc projects and duties as required


University graduate from a related discipline

Qualified for SFC Responsible Officer Type 1, or Type 9 highly preferred

Ability to work under pressure

Good command of written and spoken English and Chinese

Immediately available candidates preferred

Employment TypeFull-time
Education LevelNone
AmbitionHuman Resources and Recruitment

Level 25, 28 Hennessy Rd, Wan Chai, Hong Kong

directions_walk7 mins walk from Wan Chai Station